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Shoulder care for throwing athletes

Brian Grasso provides an overview of how the shoulder joint functions and how proprioceptive neuromuscular facilitation (PNF) training can play a significant role in both injury prevention and improved performance.

I am not a master of functional anatomy or body kinematics but having said that, I feel it is the responsibility of any trainer or coach working with throwing athletes to have a solid working knowledge of the shoulder. It is an unstable joint to start with and in my experience, one of the most often injured areas with young athletes. The three primary joints which provide motion of the shoulder are: glenohumeral, sternoclavicular, and the acromioclavicular

Glenohumeral Joint

The Glenohumeral Joint (GH) is a modified ball and socket joint, which consists of, the humeral head (top of the upper arm bone) as well as the glenoid fossa (which is the hollow space on the lateral portion of the scapula). As I mentioned above, the intersection of these two structures creates an incredibly movable yet unstable joint. The bulk of the stability this joint has is supplied by the muscles that, blanket the bony intersection and secondarily by the capsular-ligamentous complexes including the glenoid labrum - a structure often injured in throwing athletes.

Sternoclavicular Joint

The Sternoclavicular Joint (SC) is a synovial joint (which means it is articulated in such a way to allow for free movement). It comprises the medial end of the clavicle, the first rib, and the manubrium of the sternum. Although skeletally appearing unstable, the SC joint is entirely secure due primarily to attaching ligaments.

Acromioclavicular Joint

The Acromioclavicular Joint (AC) consists of the acromial end of the clavicle along with the medial portion of the acromium of the scapula. Much like the SC joint, the AC joint draws its stability from surrounding ligaments rather than a bony structure. The AC joint lacks stability, however, and can be easily dislocated. The other joint providing motion of the shoulder is the Scapulothoracic Joint (ST). Although not considered a true joint (because it has no actual articulation of bones), the ST joint is, in reality, the most critical 'joint' of the shoulder-arm complex. The ST joint determines the position and therefore, movement of the scapula.

The Glenohumeral Joint is capable of eight separate movements

  1. Abduction
  2. Adduction
  3. Flexion
  4. Extension
  5. Internal Rotation
  6. External Rotation
  7. Horizontal Abduction
  8. Horizontal Adduction

Each of these movements, while occurring at the GH joint, is associated with movements at the scapula as well as each of the other shoulder joints.

Abduction

  • Upward movement of the arm in the frontal plane from anatomical position (Alter 2004)[1]

'True' abduction of the GH joint (referred to as Glenohumeral motion) is limited to only 90 degrees. Beyond 90 degrees, it is a combined effort between both the GH and ST joints. At 180 degrees abduction (arm straight up overhead), only two-thirds of the movement occurred at the GH joint (30 degrees on its own, 90 degrees combined with the ST joint, and the remaining 60 degrees exclusively occurring at the ST joint). This seamless combination of movements between the humerus and the scapula is referred to as the scapulohumeral rhythm.

During the initial phase of abduction (first 30 degrees), the motion is isolated to the GH joint as mentioned above. As the joint range exceeds 30 degrees, the ratio between scapular and humeral motion fixes at "1 degree of scapular motion for every 2 degrees of humeral motion (Alter 2004)[1]. Having said that, "for every 15 degrees of abduction of the humerus, 10 degrees occurs at the GH joint and 5 degrees from the rotation of the scapula at the ST joint" (Alter 2004)[1]. The muscles responsible for the initial phase of abduction are the deltoid and supraspinatus.

During the subsequent phase of abduction (between 90 to 150 degrees), other muscles including the traps and serratus anterior become involved. The final phase (150 to 180 degrees) includes motion within the vertebral column, specifical amplification of the lumbar lordosis.

Adduction

  • Returning the humerus from the abducted position to its naturally hanging position (Alter 2004)[1]

Adduction of the shoulder is performed by the pectoralis major along with the latissimus dorsi.

Flexion

  • " "Upward motion of the arm toward the front of the body (Alter 2004)[1]

Correct forward flexion at the GH joint ranges from 0 to 90 degrees, with the movement itself, separated into three distinct phases. The initial phase ranges from 0 to 60 degrees and is controlled by the anterior deltoid, coracobrachialis, and the pectoralis major (clavicular fibres).

During the second phase (60 to 120 degrees), scapulohumeral rhythm once again becomes important (as with abduction). The percentage of motion once more fixes at 1 degree of scapular movement for every 2 degrees of movement at the humerus. The secondary musculature, which assists this phase of forwarding flexion, is the trapezius and infraspinatus.

During the final phase of forwarding flexion (120 to 180 degrees), once again amplification of the lumbar lordosis becomes essential (i.e. at this end range, flexion is limited at the GH and ST joints, so movement at the spinal column becomes necessary). From 0 to 180 degrees of motion, the humerus moves 120 degrees at the GH joint, while 60 degrees of movement occurs with the scapula at the ST joint.

Extension

  • The return of the arm from the flexed or elevated position back to the anatomical position (Alter 2004)[1]
  • Hyperextension of the GH joint is the posterior motion of the humerus in the sagittal plane of the body (Alter 2004)[1]

Extension of the shoulder is often referred to as posterior elevation. For maximal posterior elevation to occur, internal rotation of the shoulder is required. An extension is produced by the deltoid, latissimus dorsi, and teres major, with assistance coming from the teres minor as well as the long head of the triceps.

Internal (medial) Rotation

It is possible to measure the internal rotation of the GH joint in three positions:

  1. With the arm at the side in a normal anatomical position
  2. With the arm at 90 degrees of abduction
  3. With the arm in posterior extension (or elevation)

Internal rotation is produced by the scapularis, pectoralis major, latissimus dorsi, and teres major. The range of motion is affected by tension or restrictions of the external rotators (infraspinatus and teres minor).

External (lateral) Rotation

External rotation of the GH joint is measured in two positions:

  1. With the arm at the side, the elbow flexed at 90 degrees, and the forearm parallel to the sagittal plane of the body.
  2. With the arm abducted to 90 degrees, the elbow flexed to 90 degrees, and the forearm parallel to the floor.

One's dominant hand will carry with it an increased range of external rotation.

External rotation is produced by the teres minor, supraspinatus, and infraspinatus. As with above, the range of motion is limited by the tension or restrictions of the internal rotators.

Horizontal Abduction

  • Moving the humerus laterally and backward with the humerus elevated to a horizontal position (Alter 2004)[1]

Horizontal abduction ranges from 0 to 30 degrees and is produced by the posterior deltoid, infraspinatus and teres minor. Motion can be restricted due to tension within the pectoralis major and anterior deltoid muscles.

Horizontal Adduction

  • Moving the humerus medially and forward with the humerus elevated to a horizontal position (Alter 2004)[1]

Horizontal adduction ranges from 0 to 130 degrees and is produced by the pectoralis major and anterior deltoid. Motion can be restricted due to tension within the GH joints extensor muscles to latissimus dorsi, teres minor, teres major, and posterior deltoid. As made evident by the description of each of the motions possible at the GH joint, the ST joint plays an extremely crucial role in shoulder mobility and therefore, safety. I will briefly outline the motions available at the ST joint:

  1. Elevation
  2. Depression
  3. Abduction or Protraction
  4. Adduction or Retraction

Elevation

Naturally, during elevation, the scapula moves upward. The trapezius, serratus anterior as well as the levator scapulae produce this action.

Depression

Conversely, depression is the downward motion of the scapula. Passive depression of the scapula occurs due to gravity, and the weight of one's arm. Still, simple depression is produced by the pectoralis minor and major, subclavius and latissimus dorsi muscles.

Abduction (protraction)

  • The forward movement of the scapula, is seen in all forward-pushing or thrusting movements (Alter 2004)[1]

This motion is produced by the serratus anterior, pectoralis minor, and levator spinae.

Adduction (retraction)

  • The backward movement of the scapula is exemplified by pulling"(Alter 2004)[1]

This motion is produced by the trapezius and rhomboids but is assisted to a large degree by the latissimus dorsi.

Throwing action

Now that I have briefly outlined the very intricate anatomy of the shoulder complex, we must discuss the specific functional aspects of a throwing motion - including defining what a throwing motion is.

Are baseball, football & tennis coaches all going to read this article with the same interest? Are the parents of young pitchers going to be more interested in this article than the parents of a young quarterback or tennis star? The reality is that when discussing shoulder health, there are SEVERAL sports in which shoulder safety is a pressing concern - and yet little more than basic static stretching is the current means of maintaining the health, integrity, and functional strength of the shoulder in young athletes.

What must become clear to coaches and trainers is that an increase in functional flexibility (that is flexibility based on an active ability and therefore includes strength throughout the range of motion) is necessary for throwing actions - the larger the available range of motion, the longer the force-time curve and therefore the more potential force can be applied to the motion. Larger ranges of motion allow for a larger pre-stretch of the specific muscles involved in the motion thereby permitting them to produce greater forces and increase velocity.

Young athletes

The following is a brief look at some of the concerns and issues facing young throwing athletes:

  • There is a fascination in the young population with building strong chests and shoulders often at the expense of developing the corresponding musculature on the posterior chain. This can lead to dramatic imbalances and instability.
  • Many coaches and trainers advocate the use of static stretching to increase or improve the range of motion for specific dynamic shoulder actions. For instance, statically stretching the rotator cuff internal rotators is suggested as a means of increasing shoulder external rotation and therefore, the range and velocity of a throwing motion. The issues here reside in the fact that (a) isolated stretching of the rotator cuff internal rotators does not include attention to other extremely important internal rotators such as the pectoralis major and latissimus dorsi and (b) that static forms of flexibility are of minor relevance to dynamic movement considering that functional flexibility is controlled by the nervous system and is velocity specific.
  • Most young athletes are instructed to perform isolated rotator cuff strengthening exercises as a means of promoting shoulder stability and increasing strength. This approach is narrow-minded at best, considering that the rotator cuff is not solely responsible for either shoulder performance or health. Again, a movement is controlled by the nervous system and involves synergistic force applied by several different muscles - attempted isolation of any of those muscles makes no practical sense.

This last point requires a longer explanation

Isolated rotator cuff exercises disregard the role that other muscles play to shoulder stability and movement. The most useful exercises I have found to improve the performance of throwing athletes are ones that integrate all muscle groups responsible for shoulder motion by using functional movement patterns. These patterns strengthen the appropriate muscles through the motion in which they will be used. Moreover, the idea that the isolation of a muscle is possible is incorrect. Mel Siff said it best - "While a limb is moved, so parts of the body have to be stabilized to allow that movement" (Stiff 1996)[3].

Proprioceptive Neuromuscular Facilitation as a training tool

One of the mistakes made with PNF is when it is referred to as a type of stretching. Misunderstood by most, PNF is a conditioning system, which plays on the neuromuscular processes of the body and involves diagonal movement patterns crossing the sagittal midline. Two types of PNF training exist:

  1. Classical PNF - Hands-on approach involving a Therapist or other knowledgeable professional.
  2. Modified PNF - Revises particular PNF techniques for use as specific exercises with external apparatus (Stiff 1994)[1]

With classical PNF, the Therapist alternates between passive and active motion through a pre-set direction or movement pattern. This pattern, as mentioned above, will typically follow a diagonal path and cross the sagittal midline of the body (because most muscles are oriented on an oblique angle and therefore naturally move diagonally). Classical PNF involves combining concentric, eccentric, and isometric contractions in various combinations. There are several different types of PNF techniques, including -

  1. Repeated Contractions - this involves contracting the agonistic muscle group during a specific movement pattern. With advanced athletes, an isometric contraction can be performed at the end of a specific range until the effort of that contraction is lessened due to fatigue.
  2. Slow Reversal - this involves an isotonic contraction of the antagonist and then a subsequent isotonic contraction of the agonist.
  3. Slow Reversal-Hold - this involves an isotonic contraction of the antagonist and then an isometric contraction of the same. The same sequence for the agonist follows this.
  4. Contract-Relax - this involves a maximal isotonic contraction of the antagonist against a resistance, immediately followed by a period of relaxation. Subsequently, the Therapist will passively move the limb through the range of motion to a new point of restriction.

With modified PNF, specific patterns can be trained via external apparatus. When I say apparatus, I am referring to items such as pulley systems or other free motion cable devices, which do not lock the body into either false stability (i.e. sitting on a machine) or predetermined patterns of movement. The concepts and adequate implementation associated with PNF training are highly involved.

This article touched on only a few specific issues relating to PNF techniques as a means of outlining why proposed isolated shoulder exercises for throwing athletes may not be the most optimal option for shoulder safety and performance.

Article Reference

This article first appeared in:

  • GRASSO, B. (2005) Shoulder care for throwing athletes. Brian Mackenzie's Successful Coaching, (ISSN 1745-7513/ 20 / March), p. 1-4

References

  1. ALTER, M. (2004) Science of Flexibility. 3rd edition. Leeds UK, Human kinetics
  2. STIFF, M. (1994) Superstretch
  3. STIFF, M. (1996) Facts & Fallacies of Fitness

Page Reference

If you quote information from this page in your work, then the reference for this page is:

  • GRASSO, B. (2005) Shoulder care for throwing athletes [WWW] Available from: https://www.brianmac.co.uk/articles/scni20a1.htm [Accessed

About the Author

Brian Grasso is the President of Developing Athletics, which is a company dedicated to educating coaches, parents, and youth sporting officials throughout the world on the concepts of athletic development. Brian can be contacted through his website at www.DevelopingAthletics.com